LIST OF APPENDICES

No. Subject Matter
 1 Guidelines for the Issuance of a Universal Banking Authority
 2 Application Requirements for the Entry of Foreign Banks
 3 Guidelines for the Issuance of a Universal Banking Authority for Branches of Foreign Banks
 4 Format of Affidavit on Transactions Involving Voting Shares of Stocks
 5 Standard Pre-Qualification Requirements for the Grant of Banking Authorities
 6 Qualification Requirements for a Bank/NBFI Applying for Accreditation to Act as Trustee on any Mortgage or Bond Issued by any Municipality, Government-Owned or Controlled Corporation, or any Body Politic
 7 Reports Required of Banks
 8 Certain Information Required from Banks
 9 Documents/Information on Organizational Structure and Operational Policies
 10 Format of Self-Assessment and Certification on Compliance with Rules and Regulations on Bank Protection
 11 Pro-Forma Order of Withdrawal for “NOW” Accounts
 12 Samples of Standardized Instruments Evidencing Deposit Substitute Instruments
 13 Implementing Guidelines of the Countryside Financial Institutions Enhancement Program (CFIEP)
 14 Rules Governing Issuance of Mortgage/Chattel Mortgage Certificate by Thrift Banks
 15 Basic Guidelines in Setting Up of Allowance for Credit Losses
 16 Format of Disclosure Statement on Small Business/Retail/Consumer Credit
 17 Abstract of “Truth in Lending Act” (Republic Act No. 3765)
 18 Enhanced Intraday Liquidity Facility (ICF)
 19 List of Non-Allied Undertaking Where UBs may Invest in Equities
 20 Credit Priority Classification
 21 Sample Investment Management Agreement
 22 Risk Management Guidelines For Derivatives
 23 General Governance Principles and Standards on Relationships Between Banks and their Related Non-Governmental Organizations (NGO)/Foundations
 24 Procedures on Collection of Fines/Penalties from Banks and/or Directors/Officers of Banks
 25 Implementing Guidelines for Banks Participating Directly in the Clearing Operations of the Philippine Clearing House Corporation
 26 Illustrations When a Director, Officer and Stockholder (DOS) Shall Waive the Secrecy Of Deposits
 27 Guidelines on the Adoption of Philippine Financial Reposting Standards (PFRS 9) – Classification and Measurement
 28 Marking to Market Guidelines for Investment in Debt and Equity Securities
 29 Guidelines on the Use of Scripless (Ross) Securities as Security Deposit for the Faithful Performance of Trust Duties
 30 Guidelines on the Use of Scripless Securities as Security Deposit for the Faithful Performance of Personal Equity and Retirement Account (PERA) Administrator
 31 Pro-Forma Payment Form
 32 Suggested Gestation/Grace Periods for Agriculture and Fisheries Projects
 33 Basic Guidelines in Establishing Domestic Banks
 34 Rules And Regulations for Cooperative Banks
 35 Settlement of Interbank Transactions Vis-A-Vis Covering Reserve Requirement/Deficiency of Banks’ Demand Deposit Account with the Bangko Sentral
 36 Guidelines Governing the Rediscounting of Housing Loan Papers of Qualified Banks Under HUDCC Program
 37 Minimum Criteria for Accreditation of Participating Financial Institutions in Government Banks Wholesale Lending Program
 38 Deed of Undertaking for the Issuance of Redeemable Preferred Shares
 39 Guidelines to Govern the Selection, Appointment, Reporting Requirements and Delisting of External Auditors and/or Auditing Firm of Covered Entities
 40 Implementing Rules and Regulations of Republic Act No. 6848 (The Islamic Bank Charter)
 41 Notes on Microfinance
 42 Guidelines to Incorporate Market Risk in the Risk-Based Capital Adequacy Framework
 43 Market Risk Capital Treatment for Dollar-Linked Peso Notes
 44 Instructions for Accomplishing the Report on Computation of the Adjusted Risk-Based Capital Adequacy Ratio Covering Combined Credit Risk and Market Risk (For Universal Banks and Commercial Banks with Expanded Derivatives Authority)
 45 Instructions for Accomplishing the Report on Computation of the Adjusted Risk-Based Capital Adequacy Ratio Covering Combined Credit Risk and Market Risk (For Universal Banks and Commercial Banks with Expanded Derivatives Authority Derivatives Authority but Without Options Transactions)
 46 Instructions for Accomplishing the Report on Computation of the Adjusted Risk-Based Capital Adequacy Ratio Covering Combined Credit Risk and Market Risk (For Universal Banks and Commercial Banks Without Expanded Derivatives Authority)
 47 Procedures to be Observed by Universal and Commercial Banks Applying for Bangko Sentral Recognition of their Own Internal Models for Calculating Market Risk Capital
 48 Guidelines for the Establishment and  Administration/Management of Sinking Fund for the Redemption of Redeemable Private Preferred Shares
 49 Activities which may be Considered Unsafe and Unsound Banking
 50 Certification of Compliance with Section 55.4 of Republic Act No. 8791
 51 Guidelines on Retention and Disposal of Records of Rural and Cooperative Banks
 52 Small And Medium Enterprise Unified Lending Opportunities for National Growth Bank Accreditation Application for Rural and Thrift Banks Eligibility and Documentary Requirements
 53 Guidelines on Requests for Monetary Board Opinion on the Monetary and Balance of Payments Implications of Proposed Domestic Borrowings by Local Government Units (LGUs) Pursuant to Section 123 of R.A. No. 7653
 54 Guidelines on Requests for Monetary Board Opinion on the Monetary and Balance of Payments Implications of Proposed Domestic Borrowings by Government-Owned and/or Controlled Corporations (GOCCs), Local Water Districts (LWDs) and State Universities and Colleges (SUCs) Pursuant to Section 123 of R.A. No. 7653
 55 Checklist of Bangko Sentral Requirements in the Submission of Financial Audit Report, Annual Audit Report and Reports Required Under Appendix 39
 56 Guide in Preparing the Key Information and Investment Disclosure Statement for Unit Investment Trust Funds
 57 Format of Risk Disclosure Statement
 58 Implementation Plans Under the New International Capital Standards as Contained in the Basel Committee on Banking Supervision Document International Convergence of Capital Measurement and Capital Standards
 59 Risk-Based Capital Adequacy Framework for the Philippine Banking System
 60 Guidelines on the Capital Treatment of Banks’ Holdings of Republic of the Philippines Global Bonds Paired with Warrants
 61 Guidelines on the Use of the Standardized Approach in Computing the Capital Charge for Operational Risks
 62 Risk Based Capital Adequacy Framework for Stand-Alone Thrift Banks, Rural Banks and Cooperative Banks
 63 Bangko Sentral Rules of Procedure on Administrative Cases Involving Directors and Officers of Banks
 64 Regulatory Requirements in Investing in Credit-Linked Notes, Structured Products and Securities Overlying Securitization Structures by Universal and Commercial Banks
 65 Guidelines on the Accounting Treatment for Investments in Credit-Linked Notes (CLNs) and Other Structured Products (SPs)
 66 Implementation of the Delivery by the Seller of Securities Directly to the Buyer or to his Designated Securities Custodian/Central Securities Depository
 67 Delivery of Government Securities to the Investor’s Principal Securities Account with the Registry of Scripless Securities
 68 Prompt Corrective Action Framework
 69 Guidelines on Supervision By Risk
 70 Guidelines on Market Risk Management
 71 Guidelines on Liquidity Risk Management
 72 Basel III Framework on Liquidity Standards-Liquidity Coverage Ratio
 73 Format of Sworn Certification of Compliance with Liquidity Coverage Ratio (LCR) Requirements
 74 IT Risk Management Standards and Guidelines
Area: IT Audit
 75 IT Risk Management Standards and Guidelines
Area: Information Security
 76 IT Risk Management Standards and Guidelines
Area: Project Management/Development, Acquisition and Change Management
 77 IT Risk Management Standards and Guidelines
Area: IT Operations
 78 IT Risk Management Standards and Guidelines
Area: IT Outsourcing/Vendor Management
 79 IT Risk Management Standards and Guidelines
Area: Electronic Banking, Electronic Payment, Electronic Money and Other Electronic Products and Services
 80 Authorization Form for Querying the Bangko Sentral Watchlist Files for Screening Applicants and Confirming Appointments of Directors and Officials
 81 Financial Reporting Package
 82 Guidelines on the Prohibition Against the Use of Funds From Non-Resident Sources for Placements in the Bangko Sentral’s Term Deposit Facility (TDF) and the Overnight Deposit Facility (ODF)
 83 Guidelines in Determining Compliance with Ceilings on Equity Investments
 84 Guidelines and Procedures Governing Currency Deposits and Withdrawals of Banks for Credit to and Debit from their Demand Deposit Accounts with the Bangko Sentral
 85 Appraisal and Loan Valuation Framework for Rights-Based Secure Tenure Arrangements as Collateral Substitutes
 86 Basic Standards in the Administration of Trust, Other Fiduciary and Investment Management Accounts
 87 Risk Management Guidelines for Trust and other Fiduciary Business and Investment Management Activities
 88 Guidelines for Days Declared as Public Sector Holidays
 89 Guidelines on the Availment of US Dollar Denominated Repurchase Agreement Facility with the Bangko Sentral
 90 Guidelines on the Submission of Application for Merger And Consolidation
 91 Guidelines on the Collection of the Annual Supervisory Fees
 92 Regulatory Relief for Banks Affected by Calamities
 93 Additional Special Regulatory Relief to Banks in Areas Severely Affected by Tropical Depression “Yolanda”
 94 Guidelines on Banks’ Internal Capital Adequacy Assessment Process
 95 Guidelines on the Bangko Sentral’s Supervisory Review Process
 96 Supplemental Guidelines on the Internal Capital Adequacy Assessment Process (ICAAP) and Supervisory Review Process (SRP) for Foreign Bank Branches
 97 Effective Interest Calculation Model
 98 Guidelines on Outsourcing of Services by Electronic Money Issuers (EMIs) to Electronic Money Network Service Providers (EMNSP)
 99 Format of Certification on Compliance with Rules and Regulations on the Reclassification of Real and other Properties Acquired (ROPA) to Bank Premises, Furniture, Fixture and Equipment
 100 Guidelines on the Adoption of Philippine Financial Reporting Standards 9 (PFRS 9) Financial Instruments – Impairment
 101 Required Certifications and Examples of Supporting Documents for the Confirmation of the Election/Appointment Of Directors/Officers of BSFIs
 102 List of Members of the Board or Directors and Officers
 103 Documents Required under the Revised Outsourcing Framework for Banks
 104 Guidelines for the Treatment of Non-Deliverable Forwards Involving the Philippine Peso
 105 Certificate of Compliance on the Provisions of Housing Microfinance Loan
 106 Acts Tantamount to the Act of Issuing Pre-Approved Credit Cards
 107 Bangko Sentral Issuances on Minimum Capitalization of Banks
 108 Guidelines on Reportorial Requirements for Bank Interest Rates
 109 Guidelines on the Completion of the Report on Cross-Border Financial Positions
 110 Framework for Dealing with Domestically Systemically Important Banks
 111 Guidelines on Recovery Plan of a Domestic Systemically Important Bank (DSIB)
 112 Guidelines on Europay, Mastercard and Visa (EMV) Implementation
 113 EMV Card Fraud Liability Shift Framework (ECFLSF)
 114 Operational Guidelines on the Administration of the Personal Equity and Retirement Account (PERA)
 115 Guidelines and Procedures Governing the Consumer Assistance Management System (CAMS) of Bangko Sentral-Supervised Financial Institutions
 116 Guidelines on the Implementation of the Basel III Leverage Ratio Framework
 117 Examples of Minimum Internal Control Measures
 118 Framework on the Consolidation Program for Rural Banks (CPRB)
 119 Consolidation Program for Rural Banks Implementing Guidelines
 120 Format Certification on Compliance with Requirements on Dividend Declaration
 121 Agricultural Value Chain-Business Models
 122 Reporting Guidelines and Instructions on Reportorial Template on Repurchase Agreements (REPOs)
 123 Guidelines on the Handling of Returned Checks under the Micr/Automated Check Clearing System
 124 Guidelines on Granting of a License/Authority
 125 Disclosure Requirements in the Annual Report
 126 National Retail Payment System (NRPS) Framework
 127 Expanded Report on Real Estate Exposures Revised Guidelines and Line Item Instructions
 128 Report on Project Finance Exposures Line Item Instructions on the Coverage of Project Finance Exposures
 129 Sworn Certification of Compliance with the Minimum Liquidity Ratio Requirement
 130 Guidelines on the Bangko Sentra Implementation of the Net Stable Funding Ratio (NSFR)
 131 Sworn Certification of Compliance with the Net Stable Funding Ratio (NSFR) Requirements
 132 Implementing Guidelines of the Currency Rate Risk Protection Program (CRPP) Facility
 133 Implementing Guidelines on the Restructuring Scheme Covering the Rediscounting Obligations with the Bangko Sentral of Rediscounting Banks in the Areas affected by Calamities
 134 Guidelines for the Administration of the Unit Investment Trust Fund (UITF) Certification Program
 135 Rules of Procedures on Administrative Cases Involving Directors and Officers of BSFI
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